標準簡介
PIPL 是由 國家互聯網信息辦公室 (CAC) 發布的現行有效標準,常用於科技、金融銀行、零售、醫療健康、服務業等產業,並適用於中國等市場。
本頁整理了 PIPL 的官方文件、目前狀態以及常見相關認證或評估機構,便於快速理解要求與落地路徑。
Extraterritorial Application
Applies to processing of personal information of individuals within China, even when the data processor is located outside China — covering foreign companies offering products or services to Chinese residents.
Severe Penalties
Grave violations can incur fines up to RMB 50 million or 5% of the previous year's annual revenue, plus personal liability for responsible individuals up to RMB 1 million and bans from senior positions.
Strict Cross-Border Rules
Cross-border data transfers require security assessments, standard contracts, or certification — with mandatory CAC security assessment for critical information infrastructure operators and large-scale processors.
list_alt Core Principles
- Lawfulness, legitimacy, necessity, and good faith
- Purpose limitation and data minimization
- Transparency and openness
- Data quality and accuracy
- Accountability and security
- Separate consent for sensitive personal information
- Restrictions on automated decision-making
- Special protections for minors under 14
誰需要合規?
Any organization that processes personal information of individuals within China — including Chinese companies, foreign companies with operations in China, and foreign companies that offer products or services to or analyze behavior of individuals in China.
關鍵要求
Legal Basis for Processing
Establish a lawful basis before processing personal information — individual consent, contract necessity, legal obligation, public health emergency, public interest, or information already made public by the individual.
Separate Consent for Sensitive Data
Obtain specific, informed separate consent before processing sensitive personal information including biometrics, religious beliefs, medical health data, financial accounts, location tracking, and data of minors under 14.
Cross-Border Data Transfer Compliance
For transferring personal information outside of China, complete a CAC security assessment (for CII operators or large-scale data), enter into standard contracts, or obtain personal information protection certification.
Personal Information Protection Impact Assessment
Conduct impact assessments before processing sensitive data, using personal information for automated decision-making, transferring data cross-border, or any processing that may significantly affect individuals' rights.
Incident Notification
Immediately take remedial measures upon discovering a personal information security incident. Notify the relevant regulatory authority and affected individuals, including the types of information involved, causes, and remediation measures.
實施路線圖
定義中國個人信息範圍
映射涉及中國境內個人的個人信息處理,識別個人信息處理者和受託方,分類敏感個人信息、自動化決策、未成年人數據和跨境傳輸場景。
建立合法處理和告知
記錄處理目的、必要性、法律依據、單獨同意場景、隱私告知、保留期限、個人權利流程,以及適用情況下的負責人或境內代表。
控制敏感數據和傳輸
實施同意獲取、個人信息保護影響評估、安全措施、委託處理合同、自動化決策保護,以及安全評估、認證或標準合同等跨境傳輸機制。
保持檢查和變更控制
在產品、供應商、目的、法律或網信部門指引變化時刷新影響評估、記錄、告知和傳輸備案。準備審覈、投訴和監管詢問所需證據。
合規檢查清單
checklist 範圍和法律依據
checklist 個人權利和同意
checklist 安全和傳輸
處罰與執行
For serious violations: fines up to RMB 50 million (approximately USD 7 million) or 5% of the prior year's annual revenue, suspension or termination of business, and revocation of business licenses. Responsible individuals face fines of RMB 100,000 to RMB 1 million and may be banned from holding senior management or DPO positions.
常見問題解答
PIPL 何時適用於中國境外?
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當境外組織處理中國境內個人信息,用於提供產品或服務、分析或評估行爲,或法律規定的其他情形時,PIPL 可能適用。
什麼是單獨同意?
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單獨同意是針對較高風險活動要求的獨立同意,例如處理敏感個人信息、向其他處理者提供個人信息、公開披露或跨境傳輸。
個人在 PIPL 下有哪些權利?
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個人享有知情、決定、限制或拒絕處理、訪問和複製個人信息、更正或補充不準確數據、在特定情形下刪除數據,以及要求解釋處理規則的權利。
跨境傳輸如何處理?
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根據處理者類型、數量和數據情況,傳輸可能需要網信部門安全評估、個人信息保護認證或標準合同備案。個人信息保護影響評估和個人告知也很重要。
處理者應保留哪些證據?
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應保留數據映射、告知、同意記錄、影響評估、傳輸文件、委託處理協議、安全控制、事件記錄,以及個人請求處理記錄。