标准简介
PIPL 是由 国家互联网信息办公室 (CAC) 发布的有效标准,常用于科技、金融银行、零售、医疗健康、服务业等行业,并适用于中国等市场。
本页汇总了 PIPL 的官方文档、当前状态以及常见相关认证或评估机构,便于快速理解要求与落地路径。
Extraterritorial Application
Applies to processing of personal information of individuals within China, even when the data processor is located outside China — covering foreign companies offering products or services to Chinese residents.
Severe Penalties
Grave violations can incur fines up to RMB 50 million or 5% of the previous year's annual revenue, plus personal liability for responsible individuals up to RMB 1 million and bans from senior positions.
Strict Cross-Border Rules
Cross-border data transfers require security assessments, standard contracts, or certification — with mandatory CAC security assessment for critical information infrastructure operators and large-scale processors.
list_alt Core Principles
- Lawfulness, legitimacy, necessity, and good faith
- Purpose limitation and data minimization
- Transparency and openness
- Data quality and accuracy
- Accountability and security
- Separate consent for sensitive personal information
- Restrictions on automated decision-making
- Special protections for minors under 14
谁需要合规?
Any organization that processes personal information of individuals within China — including Chinese companies, foreign companies with operations in China, and foreign companies that offer products or services to or analyze behavior of individuals in China.
关键要求
Legal Basis for Processing
Establish a lawful basis before processing personal information — individual consent, contract necessity, legal obligation, public health emergency, public interest, or information already made public by the individual.
Separate Consent for Sensitive Data
Obtain specific, informed separate consent before processing sensitive personal information including biometrics, religious beliefs, medical health data, financial accounts, location tracking, and data of minors under 14.
Cross-Border Data Transfer Compliance
For transferring personal information outside of China, complete a CAC security assessment (for CII operators or large-scale data), enter into standard contracts, or obtain personal information protection certification.
Personal Information Protection Impact Assessment
Conduct impact assessments before processing sensitive data, using personal information for automated decision-making, transferring data cross-border, or any processing that may significantly affect individuals' rights.
Incident Notification
Immediately take remedial measures upon discovering a personal information security incident. Notify the relevant regulatory authority and affected individuals, including the types of information involved, causes, and remediation measures.
实施路线图
定义中国个人信息范围
映射涉及中国境内个人的个人信息处理,识别个人信息处理者和受托方,分类敏感个人信息、自动化决策、未成年人数据和跨境传输场景。
建立合法处理和告知
记录处理目的、必要性、法律依据、单独同意场景、隐私告知、保留期限、个人权利流程,以及适用情况下的负责人或境内代表。
控制敏感数据和传输
实施同意获取、个人信息保护影响评估、安全措施、委托处理合同、自动化决策保护,以及安全评估、认证或标准合同等跨境传输机制。
保持检查和变更控制
在产品、供应商、目的、法律或网信部门指引变化时刷新影响评估、记录、告知和传输备案。准备审核、投诉和监管询问所需证据。
合规检查清单
checklist 范围和法律依据
checklist 个人权利和同意
checklist 安全和传输
处罚与执行
For serious violations: fines up to RMB 50 million (approximately USD 7 million) or 5% of the prior year's annual revenue, suspension or termination of business, and revocation of business licenses. Responsible individuals face fines of RMB 100,000 to RMB 1 million and may be banned from holding senior management or DPO positions.
常见问题解答
PIPL 何时适用于中国境外?
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当境外组织处理中国境内个人信息,用于提供产品或服务、分析或评估行为,或法律规定的其他情形时,PIPL 可能适用。
什么是单独同意?
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单独同意是针对较高风险活动要求的独立同意,例如处理敏感个人信息、向其他处理者提供个人信息、公开披露或跨境传输。
个人在 PIPL 下有哪些权利?
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个人享有知情、决定、限制或拒绝处理、访问和复制个人信息、更正或补充不准确数据、在特定情形下删除数据,以及要求解释处理规则的权利。
跨境传输如何处理?
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根据处理者类型、数量和数据情况,传输可能需要网信部门安全评估、个人信息保护认证或标准合同备案。个人信息保护影响评估和个人告知也很重要。
处理者应保留哪些证据?
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应保留数据映射、告知、同意记录、影响评估、传输文件、委托处理协议、安全控制、事件记录,以及个人请求处理记录。